# Richard Kevin Frank

Richard Kevin Frank is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with VANGUARD ADVISERS, INC..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [VANGUARD ADVISERS, INC.](https://search.stillhousedata.com/firm/106715) | 2025-12-12 | present | Yes |
| [EMPOWER ADVISORY GROUP, LLC](https://search.stillhousedata.com/firm/112058) | 2019-07-16 | 2025-11-19 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2013-09-18 | 2018-01-30 | — |
| [KEY INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/136300) | 2012-07-11 | 2012-07-16 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2010-10-26 | 2012-07-11 | — |
| [WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC](https://search.stillhousedata.com/firm/11025) | 2007-09-12 | 2010-10-20 | — |
| [LINCOLN FINANCIAL DISTRIBUTORS, INC.](https://search.stillhousedata.com/firm/145) | 2004-04-15 | 2005-09-20 | — |
| [OFI PRIVATE INVESTMENTS INC](https://search.stillhousedata.com/firm/107807) | 2003-01-08 | 2004-05-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1768061)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1768061.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
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