# GUILLERMO ANTONIO ROSES

GUILLERMO ANTONIO ROSES is an investment adviser representative (IAR) with state registration records since 2007, appearing at 4 firms. Currently registered with CHARLES SCHWAB & CO., INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2024-06-11 | present | Yes |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2023-09-05 | 2024-05-14 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2012-02-23 | 2023-09-05 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2007-08-22 | 2007-11-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1769480)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1769480.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.