# KEVIN JAMES CAPUTO

KEVIN JAMES CAPUTO is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with APOLLON WEALTH MANAGEMENT, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [APOLLON WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/291902) | 2024-11-04 | present | Yes |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2016-01-15 | 2024-11-21 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2009-02-27 | 2016-01-21 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2006-07-03 | 2009-03-19 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2002-01-07 | 2006-07-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1772397)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1772397.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.