# ROBERT HOLMES GUNNING

ROBERT HOLMES GUNNING is an investment adviser representative (IAR) with state registration records since 2000, appearing at 5 firms. Currently registered with INDEPENDENT FINANCIAL GROUP, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2018-02-28 | present | Yes |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2010-02-02 | 2018-02-09 | — |
| [WEDBUSH SECURITIES INC.](https://search.stillhousedata.com/firm/877) | 2009-01-13 | 2010-01-14 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2003-11-14 | 2009-01-27 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2000-06-13 | 2003-12-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1782016)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1782016.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.