# David Keith Cole

David Keith Cole is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with PROSPERA FINANCIAL SERVICES, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PROSPERA FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/10740) | 2026-04-20 | present | Yes |
| [B. RILEY WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/115927) | 2022-07-27 | 2026-04-02 | — |
| [B. RILEY WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/2543) | 2008-11-26 | 2022-12-31 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2004-01-28 | 2008-11-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1787207)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1787207.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.