# WILLIAM LEE SWEARINGEN

WILLIAM LEE SWEARINGEN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with UNITED CAPITAL FINANCIAL ADVISORS, LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2017-11-01 | 2019-06-13 | — |
| [GIRARD SECURITIES, INC.](https://search.stillhousedata.com/firm/18697) | 2011-09-29 | 2017-11-01 | — |
| [UNITED CAPITAL FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/134600) | 2007-12-05 | present | Yes |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2004-12-17 | 2007-12-06 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2002-03-21 | 2005-01-05 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1800451)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1800451.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.