# RICHARD BRUCE PLUM

RICHARD BRUCE PLUM is an investment adviser representative (IAR) with state registration records since 1996, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2020-09-01 | present | Yes |
| [LUCIA CAPITAL GROUP](https://search.stillhousedata.com/firm/152396) | 2010-04-21 | 2020-10-09 | — |
| [RJL FINANCIAL NETWORK, L.L.C.](https://search.stillhousedata.com/firm/128074) | 2004-04-22 | 2006-06-06 | — |
| [THE ADVISORS GROUP, INC.](https://search.stillhousedata.com/firm/14035) | 1997-07-08 | 2002-09-30 | — |
| [RAYMOND J. LUCIA COMPANIES, INC.](https://search.stillhousedata.com/firm/115670) | 1996-04-04 | 2010-12-07 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1820237)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1820237.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.