# Timothy Caso

Timothy Caso is an investment adviser representative (IAR) with state registration records since 2007, appearing at 8 firms. Currently registered with SIGMA PLANNING CORPORATION.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SIGMA PLANNING CORPORATION](https://search.stillhousedata.com/firm/110692) | 2022-09-26 | present | Yes |
| [EQUITY SERVICES, INC.](https://search.stillhousedata.com/firm/265) | 2020-05-14 | 2021-09-17 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2018-02-22 | 2020-03-16 | — |
| [CONCORDE ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/140367) | 2016-10-13 | 2017-09-19 | — |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2014-02-24 | 2014-12-22 | — |
| [BCG SECURITIES, INC.](https://search.stillhousedata.com/firm/70) | 2013-05-23 | 2014-02-12 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2012-03-13 | 2013-05-20 | — |
| [NATIONWIDE SECURITIES, LLC](https://search.stillhousedata.com/firm/11173) | 2010-08-06 | 2011-11-28 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2007-08-24 | 2009-01-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1849638)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1849638.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.