# JAMES NEIL FRANZEN

JAMES NEIL FRANZEN is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with PROSPERA FINANCIAL SERVICES, INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [PROSPERA FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/10740) | 2025-05-16 | present | Yes |
| [CUTTER & COMPANY, INC.](https://search.stillhousedata.com/firm/22449) | 2006-01-13 | 2025-05-16 | — |
| [BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/13609) | 2004-03-30 | 2005-07-01 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 1999-12-30 | 2004-03-15 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1850403)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1850403.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.