# Rohin Lawrence Ullberg

Rohin Lawrence Ullberg is an investment adviser representative (IAR) with state registration records since 1999, appearing at 4 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2024-10-15 | present | Yes |
| [INDEPENDENT FINANCIAL GROUP, LLC](https://search.stillhousedata.com/firm/7717) | 2016-09-16 | 2024-10-16 | — |
| [SII INVESTMENTS, INC.](https://search.stillhousedata.com/firm/2225) | 2008-12-01 | 2016-10-07 | — |
| [FIRST ALLIED SECURITIES, INC.](https://search.stillhousedata.com/firm/32444) | 2006-06-01 | 2008-12-04 | — |
| [SII INVESTMENTS, INC.](https://search.stillhousedata.com/firm/2225) | 1999-02-03 | 2006-05-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1852017)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1852017.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.