# JAMES NORMAN RILEY

JAMES NORMAN RILEY is an investment adviser representative (IAR) with state registration records since 2002, appearing at 13 firms. Currently registered with EQUITY SERVICES, INC..

## Registration history (14)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EQUITY SERVICES, INC.](https://search.stillhousedata.com/firm/265) | 2025-11-18 | present | Yes |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2022-07-28 | 2023-05-24 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2021-04-27 | 2022-03-10 | — |
| [ONEAMERICA SECURITIES, INC.](https://search.stillhousedata.com/firm/4173) | 2018-02-01 | 2021-05-14 | — |
| [EQUITY SERVICES, INC.](https://search.stillhousedata.com/firm/265) | 2015-04-02 | 2018-01-30 | — |
| [LANTERN WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/147420) | 2015-02-18 | 2015-04-01 | — |
| [OPPENHEIMER & CO. INC.](https://search.stillhousedata.com/firm/249) | 2013-03-05 | 2015-03-04 | — |
| [SEELAUS ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/149582) | 2013-01-30 | 2013-03-12 | — |
| [R. SEELAUS & CO., LLC](https://search.stillhousedata.com/firm/14974) | 2009-08-31 | 2013-03-12 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2008-01-16 | 2009-06-23 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2008-01-16 | 2009-06-23 | — |
| [WESTERN INTERNATIONAL SECURITIES, INC.](https://search.stillhousedata.com/firm/39262) | 2006-11-08 | 2008-01-15 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 2005-08-23 | 2006-11-07 | — |
| [MORGAN STANLEY DW INC.](https://search.stillhousedata.com/firm/7556) | 2002-05-15 | 2003-02-12 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1857635)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1857635.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.