# JAMES STEPHEN BAUDREAU

JAMES STEPHEN BAUDREAU is an investment adviser representative (IAR) with state registration records since 2002, appearing at 6 firms. Currently registered with GREAT PLANS CAPITAL MANAGEMENT, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [GREAT PLANS CAPITAL MANAGEMENT, LLC](https://search.stillhousedata.com/firm/127717) | 2023-05-08 | present | Yes |
| [FOUNDATIONS INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/175083) | 2020-10-15 | 2023-03-23 | — |
| [FIRST ADVISORS NATIONAL, LLC](https://search.stillhousedata.com/firm/166212) | 2016-06-29 | 2020-09-25 | — |
| [REGAL INVESTMENT ADVISORS LLC](https://search.stillhousedata.com/firm/125004) | 2014-05-10 | 2015-10-30 | — |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2004-09-08 | 2008-01-30 | — |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2002-02-09 | 2004-08-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1870111)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1870111.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.