# ELAINE THOMPSON-PEREZ

ELAINE THOMPSON-PEREZ is an investment adviser representative (IAR) with state registration records since 2008, appearing at 10 firms. Currently registered with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

## Registration history (13)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2025-03-07 | present | Yes |
| [VOYA RETIREMENT ADVISORS, LLC](https://search.stillhousedata.com/firm/3989) | 2025-01-03 | 2025-02-19 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2024-02-13 | 2024-12-09 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2022-05-26 | 2023-04-21 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2020-03-10 | 2022-02-07 | — |
| [MORGAN STANLEY SMITH BARNEY LLC](https://search.stillhousedata.com/firm/149777) | 2018-01-26 | 2019-09-30 | — |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2016-09-20 | 2018-01-29 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2015-11-23 | 2016-06-01 | — |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2015-03-18 | 2015-10-30 | — |
| [AMERITAS INVESTMENT COMPANY, LLC](https://search.stillhousedata.com/firm/14869) | 2013-10-04 | 2015-02-27 | — |
| [LIBERTY GROUP, LLC](https://search.stillhousedata.com/firm/106036) | 2011-03-30 | 2011-10-12 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2010-03-01 | 2011-03-10 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2008-06-16 | 2008-07-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1870716)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1870716.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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