# JAY DOHRN BAUMGARDNER

JAY DOHRN BAUMGARDNER is an investment adviser representative (IAR) with state registration records since 2004, appearing at 4 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2016-09-22 | present | Yes |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2009-01-12 | 2016-09-30 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-04-15 | 2009-01-14 | — |
| [WELLS FARGO INVESTMENTS, LLC](https://search.stillhousedata.com/firm/10582) | 2004-10-07 | 2005-05-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1879453)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1879453.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.