# HERBERT WAE ENG

HERBERT WAE ENG is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2018-02-15 | present | Yes |
| [INVEST FINANCIAL CORPORATION](https://search.stillhousedata.com/firm/12984) | 2011-04-05 | 2018-02-15 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2006-01-05 | 2011-03-08 | — |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2003-09-03 | 2006-10-05 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2001-02-21 | 2003-08-27 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1879974)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1879974.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.