# Kathy Lynn Lum

Kathy Lynn Lum is an investment adviser representative (IAR) with state registration records since 1999, appearing at 3 firms. Currently registered with THE RETIREMENT PLANNING GROUP, LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [THE RETIREMENT PLANNING GROUP, LLC](https://search.stillhousedata.com/firm/129625) | 2024-05-28 | present | Yes |
| [LEE FINANCIAL GROUP HAWAII, INC.](https://search.stillhousedata.com/firm/104781) | 2005-02-28 | 2024-05-29 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 1999-12-01 | 2005-01-06 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1886703)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1886703.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.