# BRIAN DAVID ROCKOWITZ

BRIAN DAVID ROCKOWITZ is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with MADISON GLOBAL ADVISORS LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [MADISON GLOBAL ADVISORS LLC](https://search.stillhousedata.com/firm/288894) | 2020-03-11 | present | Yes |
| [MADISON GLOBAL ADVISORS LLC](https://search.stillhousedata.com/firm/288894) | 2019-08-15 | 2019-12-31 | — |
| [AEGIS CAPITAL CORP.](https://search.stillhousedata.com/firm/15007) | 2012-02-29 | 2019-07-23 | — |
| [PAULSON INVESTMENT COMPANY LLC](https://search.stillhousedata.com/firm/5670) | 2010-01-04 | 2012-02-29 | — |
| [GUNNALLEN FINANCIAL, INC](https://search.stillhousedata.com/firm/17609) | 2007-07-20 | 2010-01-13 | — |
| [JANNEY MONTGOMERY SCOTT LLC](https://search.stillhousedata.com/firm/463) | 2006-08-16 | 2007-08-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1892992)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1892992.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.