# John S. Battaglia

John S. Battaglia is an investment adviser representative (IAR) with state registration records since 2007, appearing at 5 firms. Currently registered with UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER](https://search.stillhousedata.com/firm/20804) | 2024-08-15 | present | Yes |
| [GROVE POINT ADVISORS, LLC](https://search.stillhousedata.com/firm/313171) | 2021-04-01 | 2024-08-21 | — |
| [GROVE POINT INVESTMENTS, LLC](https://search.stillhousedata.com/firm/1763) | 2017-01-03 | 2021-04-01 | — |
| [ASSETMARK, INC.](https://search.stillhousedata.com/firm/109018) | 2015-09-29 | 2017-01-04 | — |
| [ARIS WEALTH SERVICES INC](https://search.stillhousedata.com/firm/104577) | 2007-01-10 | 2015-10-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1894227)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1894227.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.