# CAROL ANN SUTTERFIELD

CAROL ANN SUTTERFIELD is an investment adviser representative (IAR) with state registration records since 2004, appearing at 7 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2025-01-23 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2018-05-23 | 2023-10-20 | — |
| [HINDS FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/129971) | 2013-10-29 | 2018-08-09 | — |
| [CETERA WEALTH SERVICES, LLC](https://search.stillhousedata.com/firm/13572) | 2013-10-09 | 2018-05-30 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2008-12-24 | 2013-10-22 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2007-10-16 | 2008-12-23 | — |
| [HORNOR, TOWNSEND & KENT, LLC](https://search.stillhousedata.com/firm/4031) | 2006-11-06 | 2007-10-11 | — |
| [RMIN SECURITIES, INC.](https://search.stillhousedata.com/firm/47274) | 2004-02-17 | 2006-10-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1899199)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1899199.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.