# Daniel James Prentice

Daniel James Prentice is an investment adviser representative (IAR) with state registration records since 2003, appearing at 10 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-07-24 | present | Yes |
| [CAPITAL ANALYSTS, LLC](https://search.stillhousedata.com/firm/162200) | 2023-02-16 | 2023-06-05 | — |
| [LINCOLN INVESTMENT PLANNING, LLC](https://search.stillhousedata.com/firm/519) | 2023-02-13 | 2023-06-05 | — |
| [TLG ADVISORS, INC.](https://search.stillhousedata.com/firm/111052) | 2022-12-20 | 2023-02-01 | — |
| [VANDERBILT ADVISORY SERVICES](https://search.stillhousedata.com/firm/116537) | 2020-10-30 | 2022-12-31 | — |
| [KMS FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/3866) | 2008-02-04 | 2020-10-30 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2007-12-04 | 2008-02-12 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2005-06-01 | 2005-12-14 | — |
| [MONY SECURITIES CORPORATION](https://search.stillhousedata.com/firm/4386) | 2004-05-24 | 2005-06-01 | — |
| [PRINCIPAL SECURITIES, INC.](https://search.stillhousedata.com/firm/1137) | 2003-03-10 | 2004-02-09 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1927809)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1927809.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.