# Joseph C Klein

Joseph C Klein is an investment adviser representative (IAR) with state registration records since 2012, appearing at 10 firms. Currently registered with EDWARD D. JONES & CO., L.P..

## Registration history (11)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2025-10-10 | present | Yes |
| [TRB WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/309370) | 2025-07-31 | 2025-09-22 | — |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2025-02-28 | 2025-05-14 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2024-04-26 | 2025-01-17 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2021-11-19 | 2024-03-06 | — |
| [NEXT FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/46214) | 2021-03-19 | 2021-10-13 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2019-10-08 | 2020-12-31 | — |
| [COMERICA SECURITIES](https://search.stillhousedata.com/firm/17079) | 2017-05-04 | 2019-09-27 | — |
| [USCA RIA LLC](https://search.stillhousedata.com/firm/152170) | 2016-01-21 | 2017-05-04 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2015-10-30 | 2016-02-05 | — |
| [AMEGY INVESTMENTS, INC.](https://search.stillhousedata.com/firm/120145) | 2012-06-27 | 2015-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1931010)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1931010.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.