# STEPHEN ANDREW SERATI

STEPHEN ANDREW SERATI is an investment adviser representative (IAR) with state registration records since 1999, appearing at 5 firms. Currently registered with OSAIC WEALTH, INC..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 2024-06-14 | present | Yes |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2020-09-18 | 2024-06-14 | — |
| [SSN ADVISORY, INC.](https://search.stillhousedata.com/firm/126090) | 2004-12-06 | 2020-09-18 | — |
| [MSI FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14251) | 2003-03-19 | 2004-12-06 | — |
| [OSAIC WEALTH, INC.](https://search.stillhousedata.com/firm/23131) | 1999-11-17 | 2003-06-09 | — |
| [PLAZA FINANCIAL ADVISORS INC](https://search.stillhousedata.com/firm/109593) | 1999-10-13 | 2003-02-28 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1948223)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1948223.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.