# LANCE WAYNE ROE

LANCE WAYNE ROE is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2024-02-15 | present | Yes |
| [OSAIC INSTITUTIONS, INC.](https://search.stillhousedata.com/firm/35371) | 2012-10-03 | 2024-02-13 | — |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2011-05-18 | 2012-09-06 | — |
| [LEONARD & COMPANY](https://search.stillhousedata.com/firm/36527) | 2010-10-20 | 2011-05-17 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2008-03-04 | 2010-03-22 | — |
| [IFMG SECURITIES, INC.](https://search.stillhousedata.com/firm/14416) | 2004-07-26 | 2008-03-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1951011)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1951011.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.