# JOSEPH HOUSTON CATER

JOSEPH HOUSTON CATER is an investment adviser representative (IAR) with state registration records since 2000, appearing at 11 firms. Currently registered with FROST INVESTMENT SERVICES.

## Registration history (11)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FROST INVESTMENT SERVICES](https://search.stillhousedata.com/firm/286129) | 2024-07-02 | present | Yes |
| [VICTORY CAPITAL MANAGEMENT INC.](https://search.stillhousedata.com/firm/106189) | 2022-09-22 | 2024-06-18 | — |
| [CHARLES SCHWAB & CO., INC.](https://search.stillhousedata.com/firm/5393) | 2022-06-16 | 2022-09-12 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2022-02-22 | 2022-09-12 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2022-02-22 | 2022-09-12 | — |
| [CUSO FINANCIAL SERVICES, L.P.](https://search.stillhousedata.com/firm/42132) | 2020-03-09 | 2022-01-03 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2015-11-19 | 2020-03-12 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2014-01-21 | 2015-11-10 | — |
| [CETERA INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/15340) | 2005-08-16 | 2014-01-21 | — |
| [SECURITY SERVICE CUSO, L.L.C.](https://search.stillhousedata.com/firm/120092) | 2004-02-06 | 2005-10-21 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2000-10-02 | 2002-10-22 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1962910)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1962910.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.