# DOUGLAS FOSDICK CARTER

DOUGLAS FOSDICK CARTER is an investment adviser representative (IAR) with state registration records since 2003, appearing at 8 firms. Currently registered with SCHWAB WEALTH ADVISORY, INC..

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SCHWAB WEALTH ADVISORY, INC.](https://search.stillhousedata.com/firm/159035) | 2024-01-09 | present | Yes |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2017-06-12 | 2022-10-14 | — |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2017-06-12 | 2023-09-07 | — |
| [MOLONEY SECURITIES ASSET MANAGEMENT LLC](https://search.stillhousedata.com/firm/282448) | 2016-05-10 | 2016-12-07 | — |
| [MOLONEY INVESTMENT ADVISORY LLC](https://search.stillhousedata.com/firm/282140) | 2016-05-10 | 2016-12-07 | — |
| [NATIONS FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/44181) | 2013-04-23 | 2016-05-02 | — |
| [MOLONEY SECURITIES CO., INC.](https://search.stillhousedata.com/firm/38535) | 2012-04-03 | 2013-03-15 | — |
| [NATIONS FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/44181) | 2010-02-25 | 2012-05-04 | — |
| [AMERICAN INDEPENDENT SECURITIES GROUP, LLC](https://search.stillhousedata.com/firm/135288) | 2005-10-19 | 2009-08-05 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2003-07-31 | 2004-11-10 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1963184)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1963184.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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