# NICHOLAS JAMES BERTHA

NICHOLAS JAMES BERTHA is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with HAMPSHIRE FAMILY OFFICE.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [HAMPSHIRE FAMILY OFFICE](https://search.stillhousedata.com/firm/323432) | 2023-06-21 | present | Yes |
| [DOMINARI SECURITIES LLC](https://search.stillhousedata.com/firm/18975) | 2012-06-07 | 2022-11-30 | — |
| [CREDIT SUISSE SECURITIES (USA) LLC](https://search.stillhousedata.com/firm/816) | 2006-09-27 | 2008-05-08 | — |
| [ROBERTSON STEPHENS, INC.](https://search.stillhousedata.com/firm/41271) | 2001-04-13 | 2002-07-25 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1978310)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1978310.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.