# RICHARD WADE HERBERT

RICHARD WADE HERBERT is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2021-07-21 | present | Yes |
| [WADDELL & REED](https://search.stillhousedata.com/firm/866) | 2011-03-17 | 2021-07-21 | — |
| [NEW ENGLAND SECURITIES](https://search.stillhousedata.com/firm/615) | 2008-04-23 | 2011-03-11 | — |
| [MML INVESTORS SERVICES, LLC](https://search.stillhousedata.com/firm/10409) | 2006-02-21 | 2007-08-20 | — |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2001-02-17 | 2005-12-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1983294)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1983294.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.