# DIANA CATHERINE ROGERS

DIANA CATHERINE ROGERS is an investment adviser representative (IAR) with state registration records since 2016, appearing at 3 firms. Currently registered with UBS FINANCIAL SERVICES INC..

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2025-03-31 | present | Yes |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2022-05-25 | 2025-03-19 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2016-06-21 | 2022-05-26 | — |
| [CREDIT SUISSE SECURITIES (USA) LLC](https://search.stillhousedata.com/firm/816) | 2016-03-10 | 2016-06-24 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1986295)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1986295.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.