# Nicholas L Max

Nicholas L Max is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with EDWARD D. JONES & CO., L.P..

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2025-05-27 | present | Yes |
| [VANGUARD ADVISERS, INC.](https://search.stillhousedata.com/firm/106715) | 2022-03-17 | 2024-10-31 | — |
| [EMPOWER ADVISORY GROUP, LLC](https://search.stillhousedata.com/firm/112058) | 2020-01-02 | 2022-03-09 | — |
| [SCHWAB WEALTH ADVISORY, INC.](https://search.stillhousedata.com/firm/159035) | 2016-04-26 | 2019-01-28 | — |
| [TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC](https://search.stillhousedata.com/firm/20472) | 2012-10-10 | 2015-11-10 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2007-07-26 | 2008-02-28 | — |
| [ALIGHT FINANCIAL SOLUTIONS, LLC](https://search.stillhousedata.com/firm/36509) | 2003-04-01 | 2006-12-18 | — |
| [BANC ONE SECURITIES CORPORATION](https://search.stillhousedata.com/firm/16999) | 2002-04-18 | 2002-08-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1993265)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1993265.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.