# ROCK ALLEN MIRICH

ROCK ALLEN MIRICH is an investment adviser representative (IAR) with state registration records since 2002, appearing at 10 firms. Currently registered with EQUITABLE ADVISORS, LLC.

## Registration history (10)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2022-08-05 | present | Yes |
| [ALLSTATE FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/109524) | 2016-09-09 | 2022-08-10 | — |
| [INVESTMENT CENTERS OF AMERICA, INC.](https://search.stillhousedata.com/firm/16443) | 2012-02-13 | 2016-06-28 | — |
| [VALIC FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/42803) | 2011-01-14 | 2012-02-16 | — |
| [AVANT-GARDE ADVISORS LLC](https://search.stillhousedata.com/firm/151527) | 2010-01-21 | 2010-10-22 | — |
| [U.S. BANCORP INVESTMENTS, INC.](https://search.stillhousedata.com/firm/17868) | 2009-12-08 | 2010-01-15 | — |
| [CHASE INVESTMENT SERVICES CORP.](https://search.stillhousedata.com/firm/25574) | 2009-04-24 | 2009-12-02 | — |
| [U.S. BANCORP ADVISORS, LLC](https://search.stillhousedata.com/firm/14455) | 2008-11-13 | 2009-04-06 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2004-10-11 | 2008-11-24 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2002-05-15 | 2004-10-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/1999521)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/1999521.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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