# JAMES PATRICK KAPALA

JAMES PATRICK KAPALA is an investment adviser representative (IAR) with state registration records since 2000, appearing at 4 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2021-03-24 | present | Yes |
| [BMO HARRIS FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/137115) | 2008-04-21 | 2021-03-24 | — |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2005-06-14 | 2008-04-18 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2004-09-27 | 2004-12-10 | — |
| [HARRISDIRECT LLC](https://search.stillhousedata.com/firm/42159) | 2000-12-11 | 2004-09-21 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2004109)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2004109.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.