# Thomas Alan Graber

Thomas Alan Graber is an investment adviser representative (IAR) with state registration records since 2004, appearing at 9 firms. Currently registered with TRANSAMERICA FINANCIAL ADVISORS, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2025-08-15 | present | Yes |
| [CADARET, GRANT & CO., INC.](https://search.stillhousedata.com/firm/10641) | 2024-03-18 | 2025-08-01 | — |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2019-09-24 | 2023-01-18 | — |
| [U.S. BANCORP ADVISORS, LLC](https://search.stillhousedata.com/firm/14455) | 2019-01-30 | 2019-09-09 | — |
| [PROSPERA FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/10740) | 2017-01-09 | 2018-07-02 | — |
| [ASSEMBLY WEALTH](https://search.stillhousedata.com/firm/108834) | 2014-08-11 | 2018-05-31 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-01-01 | 2014-07-25 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 2006-08-28 | 2008-01-01 | — |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2004-01-05 | 2004-06-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2008052)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2008052.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
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