# HOWARD ELLIOTT KAPLAN

HOWARD ELLIOTT KAPLAN is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with USA FINANCIAL SECURITIES LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [USA FINANCIAL SECURITIES LLC](https://search.stillhousedata.com/firm/103857) | 2020-07-23 | present | Yes |
| [BROOKSTONE WEALTH ADVISORS, LLC](https://search.stillhousedata.com/firm/137658) | 2017-04-19 | 2020-07-16 | — |
| [WEALTH WATCH ADVISORS, INC](https://search.stillhousedata.com/firm/172002) | 2016-02-25 | 2017-03-31 | — |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2010-07-30 | 2016-02-08 | — |
| [SUMMIT FAMILY WEALTH COUNSELING INC](https://search.stillhousedata.com/firm/108053) | 2007-03-08 | 2010-09-15 | — |
| [SUMMIT FINANCIAL RESOURCES INC](https://search.stillhousedata.com/firm/104990) | 2005-10-17 | 2010-09-15 | — |
| [SUMMIT EQUITIES, INC.](https://search.stillhousedata.com/firm/11039) | 2005-10-17 | 2010-08-02 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2002-07-30 | 2005-10-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2021501)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2021501.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.