# Charles B Carroll

Charles B Carroll is an investment adviser representative (IAR) with state registration records since 2004, appearing at 6 firms. Currently registered with EDWARD D. JONES & CO., L.P..

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [EDWARD D. JONES & CO., L.P.](https://search.stillhousedata.com/firm/250) | 2024-05-01 | present | Yes |
| [TD AMERITRADE INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/111514) | 2010-04-26 | 2020-12-08 | — |
| [TD AMERITRADE, INC.](https://search.stillhousedata.com/firm/7870) | 2010-04-26 | 2020-12-08 | — |
| [TD WEALTH MANAGEMENT SERVICES INC.](https://search.stillhousedata.com/firm/6940) | 2009-12-04 | 2010-03-18 | — |
| [CETERA INVESTMENT SERVICES LLC](https://search.stillhousedata.com/firm/15340) | 2006-05-02 | 2009-11-18 | — |
| [ESSEX NATIONAL SECURITIES, LLC](https://search.stillhousedata.com/firm/25454) | 2004-08-06 | 2006-05-04 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2051628)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2051628.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.