# JAMES NEAL TURNER

JAMES NEAL TURNER is an investment adviser representative (IAR) with state registration records since 2002, appearing at 9 firms. Currently registered with LPL ENTERPRISE, LLC.

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL ENTERPRISE, LLC](https://search.stillhousedata.com/firm/8733) | 2024-11-14 | present | Yes |
| [PRUCO SECURITIES, LLC](https://search.stillhousedata.com/firm/5685) | 2020-06-26 | 2024-11-14 | — |
| [FIRST COMMAND ADVISORY SERVICES](https://search.stillhousedata.com/firm/281958) | 2016-11-29 | 2020-06-25 | — |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2015-09-10 | 2016-05-10 | — |
| [WESTPARK WEALTH ADVISORS, INC.](https://search.stillhousedata.com/firm/130914) | 2014-04-21 | 2015-08-10 | — |
| [WFG ADVISORS, LP](https://search.stillhousedata.com/firm/125073) | 2009-04-29 | 2014-04-22 | — |
| [FORTITUDE ADVISORY GROUP L.L.C.](https://search.stillhousedata.com/firm/116083) | 2007-10-09 | 2009-05-28 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2005-10-17 | 2007-11-05 | — |
| [CITIGROUP GLOBAL MARKETS INC.](https://search.stillhousedata.com/firm/7059) | 2002-06-24 | 2005-10-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2068968)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2068968.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.