# CARROLL JEAN KLOTZ

CARROLL JEAN KLOTZ is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with STIFEL INDEPENDENT ADVISORS, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STIFEL INDEPENDENT ADVISORS, LLC](https://search.stillhousedata.com/firm/28218) | 2024-01-17 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2018-09-28 | 2024-01-31 | — |
| [WINTRUST INVESTMENTS LLC](https://search.stillhousedata.com/firm/875) | 2018-06-28 | 2018-09-28 | — |
| [CITICORP INVESTMENT SERVICES](https://search.stillhousedata.com/firm/23988) | 2003-07-18 | 2005-05-03 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2070334)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2070334.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.