# JAMES HOWARD MIDDLESWORTH

JAMES HOWARD MIDDLESWORTH is an investment adviser representative (IAR) with state registration records since 2001, appearing at 6 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2023-06-29 | present | Yes |
| [VSR FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14503) | 2016-09-02 | 2016-11-02 | — |
| [SUMMIT FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/109485) | 2016-09-01 | 2021-05-20 | — |
| [VSR FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/14503) | 2009-08-17 | 2016-09-01 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 2008-12-11 | 2009-08-18 | — |
| [OSAIC SERVICES, INC.](https://search.stillhousedata.com/firm/133763) | 2005-10-31 | 2008-12-15 | — |
| [SUNAMERICA SECURITIES, INC.](https://search.stillhousedata.com/firm/20068) | 2001-09-05 | 2005-10-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2080235)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2080235.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.