# THOMAS MICHAEL SWOFFER

THOMAS MICHAEL SWOFFER is an investment adviser representative (IAR) with state registration records since 2003, appearing at 4 firms. Currently registered with TALBOT FINANCIAL, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [TALBOT FINANCIAL, LLC](https://search.stillhousedata.com/firm/155162) | 2018-05-21 | present | Yes |
| [ROBERT W. BAIRD & CO. INCORPORATED](https://search.stillhousedata.com/firm/8158) | 2017-09-13 | 2018-05-30 | — |
| [ASSET PLANNING & MANAGEMENT, INC.](https://search.stillhousedata.com/firm/116833) | 2017-01-25 | 2017-09-12 | — |
| [WHV INVESTMENTS, INC.](https://search.stillhousedata.com/firm/107214) | 2003-05-02 | 2016-07-29 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2088267)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2088267.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.