# CAROLE-LYNN SAROS

CAROLE-LYNN SAROS is an investment adviser representative (IAR) with state registration records since 2001, appearing at 5 firms. Currently registered with NWF ADVISORY SERVICES INC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NWF ADVISORY SERVICES INC](https://search.stillhousedata.com/firm/110410) | 2025-05-28 | present | Yes |
| [THE AMERIFLEX GROUP, INC.](https://search.stillhousedata.com/firm/305585) | 2024-07-29 | 2025-07-02 | — |
| [THE PERSONAL WEALTH COACH](https://search.stillhousedata.com/firm/144588) | 2007-08-13 | 2012-03-21 | — |
| [NEXT FINANCIAL GROUP, INC.](https://search.stillhousedata.com/firm/46214) | 2006-10-24 | 2024-07-31 | — |
| [TRANSAMERICA FINANCIAL ADVISORS, LLC](https://search.stillhousedata.com/firm/16164) | 2001-03-22 | 2006-10-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2092603)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2092603.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.