# Frank E Lumpuy

Frank E Lumpuy is an investment adviser representative (IAR) with state registration records since 1991, appearing at 3 firms. Currently registered with SB ADVISORY, LLC.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SB ADVISORY, LLC](https://search.stillhousedata.com/firm/154680) | 2024-06-03 | present | Yes |
| [KOVACK ADVISORS, INC.](https://search.stillhousedata.com/firm/140808) | 2012-06-12 | 2024-02-23 | — |
| [EQUITABLE ADVISORS, LLC](https://search.stillhousedata.com/firm/6627) | 1991-01-04 | 2002-09-11 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2108307)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2108307.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.