# HARVEY FRANK

HARVEY FRANK is an investment adviser representative (IAR) with state registration records since 2004, appearing at 3 firms. Currently registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.

## Registration history (3)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [STIFEL, NICOLAUS & COMPANY, INCORPORATED](https://search.stillhousedata.com/firm/793) | 2015-09-25 | present | Yes |
| [HILLTOP SECURITIES INC.](https://search.stillhousedata.com/firm/6220) | 2008-12-10 | 2015-10-23 | — |
| [M.L. STERN & CO., LLC.](https://search.stillhousedata.com/firm/8327) | 2004-01-28 | 2008-12-23 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2109605)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2109605.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.