# MICHAEL ROBERT FINNIE

MICHAEL ROBERT FINNIE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 8 firms. Currently registered with AEGIS CAPITAL CORP..

## Registration history (9)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [AEGIS CAPITAL CORP.](https://search.stillhousedata.com/firm/15007) | 2023-03-08 | present | Yes |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-01-05 | 2023-02-22 | — |
| [J. W. COLE ADVISORS, INC.](https://search.stillhousedata.com/firm/112294) | 2018-08-07 | 2023-01-04 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2016-03-17 | 2018-08-01 | — |
| [USADVISORS WEALTH MANAGEMENT, LLC](https://search.stillhousedata.com/firm/158108) | 2014-02-21 | 2016-03-16 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2010-12-17 | 2014-02-19 | — |
| [RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC](https://search.stillhousedata.com/firm/149018) | 2009-01-02 | 2010-12-21 | — |
| [PINNACLE GROUP](https://search.stillhousedata.com/firm/107404) | 2005-02-25 | 2006-12-31 | — |
| [RAYMOND JAMES FINANCIAL SERVICES, INC.](https://search.stillhousedata.com/firm/6694) | 2002-02-14 | 2009-01-02 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2112495)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2112495.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.