# STEPHEN JAMES ROHDE

STEPHEN JAMES ROHDE is an investment adviser representative (IAR) with state registration records since 1997, appearing at 6 firms. Currently registered with LPL FINANCIAL LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [LPL FINANCIAL LLC](https://search.stillhousedata.com/firm/6413) | 2023-06-21 | present | Yes |
| [AMERIPRISE FINANCIAL SERVICES, LLC](https://search.stillhousedata.com/firm/6363) | 2019-03-08 | 2023-06-27 | — |
| [HILLTOP SECURITIES INC.](https://search.stillhousedata.com/firm/6220) | 2015-03-03 | 2019-03-12 | — |
| [STIFEL, NICOLAUS & COMPANY, INCORPORATED](https://search.stillhousedata.com/firm/793) | 2013-10-01 | 2015-04-13 | — |
| [CROWELL, WEEDON & CO.](https://search.stillhousedata.com/firm/193) | 2006-06-05 | 2013-10-02 | — |
| [A. G. EDWARDS & SONS, INC.](https://search.stillhousedata.com/firm/4) | 1997-07-08 | 2006-06-13 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2121439)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2121439.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.