# Karen Warner

Karen Warner is an investment adviser representative (IAR) with state registration records since 2014, appearing at 5 firms. Currently registered with FIFTH THIRD SECURITIES, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [FIFTH THIRD SECURITIES, INC.](https://search.stillhousedata.com/firm/628) | 2024-11-25 | present | Yes |
| [CITIZENS SECURITIES, INC.](https://search.stillhousedata.com/firm/39550) | 2019-06-24 | 2024-11-19 | — |
| [J.P. MORGAN SECURITIES LLC](https://search.stillhousedata.com/firm/79) | 2019-02-25 | 2019-06-19 | — |
| [UBS FINANCIAL SERVICES INC.](https://search.stillhousedata.com/firm/8174) | 2018-01-05 | 2018-05-15 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2014-06-23 | 2017-12-19 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2124324)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2124324.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.