# JAMES ROY WOODFIN

JAMES ROY WOODFIN is an investment adviser representative (IAR) with state registration records since 2001, appearing at 4 firms. Currently registered with NUVEEN ASSET MANAGEMENT, LLC.

## Registration history (4)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NUVEEN ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/155584) | 2025-12-18 | present | Yes |
| [MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED](https://search.stillhousedata.com/firm/7691) | 2007-12-07 | 2010-01-19 | — |
| [LIGHTHOUSE DREYFUS GROWTH ADVISORS](https://search.stillhousedata.com/firm/123455) | 2002-11-01 | 2005-07-01 | — |
| [BNY MELLON SECURITIES CORPORATION](https://search.stillhousedata.com/firm/231) | 2001-08-22 | 2005-06-30 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2125008)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2125008.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.