# CHARLES RICHARD DUNN

CHARLES RICHARD DUNN is an investment adviser representative (IAR) with state registration records since 2006, appearing at 5 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2020-11-12 | present | Yes |
| [FIRST ALLIED ADVISORY SERVICES, INC.](https://search.stillhousedata.com/firm/137888) | 2014-01-02 | 2020-11-12 | — |
| [SOUTHWEST INVESTMENT ADVISORS, INC.](https://search.stillhousedata.com/firm/117052) | 2010-12-06 | 2014-03-17 | — |
| [FIRST ALLIED SECURITIES, INC.](https://search.stillhousedata.com/firm/32444) | 2010-11-15 | 2011-04-07 | — |
| [RBC CAPITAL MARKETS, LLC](https://search.stillhousedata.com/firm/31194) | 2006-08-09 | 2010-11-18 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2130194)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2130194.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.