# RICHARD LEE ROSE

RICHARD LEE ROSE is an investment adviser representative (IAR) with state registration records since 2002, appearing at 5 firms. Currently registered with NPA ASSET MANAGEMENT, LLC.

## Registration history (6)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [NPA ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/131534) | 2018-01-09 | present | Yes |
| [NPA ASSET MANAGEMENT, LLC](https://search.stillhousedata.com/firm/131534) | 2010-05-11 | 2017-12-31 | — |
| [WELLS FARGO CLEARING SERVICES, LLC](https://search.stillhousedata.com/firm/19616) | 2008-08-28 | 2009-12-31 | — |
| [TD WEALTH MANAGEMENT SERVICES INC.](https://search.stillhousedata.com/firm/6940) | 2006-09-08 | 2008-08-11 | — |
| [BANC OF AMERICA INVESTMENT SERVICES, INC.](https://search.stillhousedata.com/firm/16361) | 2004-10-20 | 2006-09-11 | — |
| [QUICK & REILLY, INC.](https://search.stillhousedata.com/firm/11217) | 2002-11-22 | 2004-10-20 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2131273)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2131273.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.