# JOHN LEWIS SMALLWOOD

JOHN LEWIS SMALLWOOD is an investment adviser representative (IAR) with state registration records since 2002, appearing at 7 firms. Currently registered with SMALLWOOD WEALTH MANAGEMENT.

## Registration history (7)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [SMALLWOOD WEALTH MANAGEMENT](https://search.stillhousedata.com/firm/288663) | 2017-07-07 | present | Yes |
| [VESTGEN INVESTMENT MANAGEMENT, LLC](https://search.stillhousedata.com/firm/118851) | 2016-11-09 | 2017-08-25 | — |
| [COMMONWEALTH EQUITY SERVICES, LLC](https://search.stillhousedata.com/firm/8032) | 2011-05-16 | 2016-11-08 | — |
| [SECURITIES AMERICA ADVISORS, INC.](https://search.stillhousedata.com/firm/110518) | 2008-07-22 | 2011-05-17 | — |
| [SMALLWOOD CAPITAL MANAGEMENT](https://search.stillhousedata.com/firm/125640) | 2004-11-01 | 2005-11-29 | — |
| [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | 2004-01-01 | 2008-08-06 | — |
| [VESTAX SECURITIES CORPORATION](https://search.stillhousedata.com/firm/10332) | 2002-05-30 | 2004-01-01 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2132725)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2132725.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

---

Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.
