# CAROL ANN WHELAN

CAROL ANN WHELAN is an investment adviser representative (IAR) with state registration records since 2004, appearing at 5 firms. Currently registered with CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC..

## Registration history (5)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.](https://search.stillhousedata.com/firm/134139) | 2024-03-01 | present | Yes |
| [CETERA ADVISORS LLC](https://search.stillhousedata.com/firm/10299) | 2018-12-26 | 2024-03-19 | — |
| [QUESTAR ASSET MANAGEMENT, INC.](https://search.stillhousedata.com/firm/133358) | 2013-12-09 | 2018-12-24 | — |
| [VOYA FINANCIAL ADVISORS, INC.](https://search.stillhousedata.com/firm/2882) | 2011-01-03 | 2013-12-12 | — |
| [VOYA FINANCIAL PARTNERS, LLC](https://search.stillhousedata.com/firm/34815) | 2004-12-06 | 2010-12-31 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2133288)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2133288.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.