# JOHN ARIOLA

JOHN ARIOLA is an investment adviser representative (IAR) with state registration records since 2006, appearing at 8 firms. Currently registered with CETERA INVESTMENT ADVISERS LLC.

## Registration history (8)

| Firm | From | To | Current |
| --- | --- | --- | --- |
| [CETERA INVESTMENT ADVISERS LLC](https://search.stillhousedata.com/firm/105644) | 2025-09-05 | present | Yes |
| [AVANTAX ADVISORY SERVICES](https://search.stillhousedata.com/firm/104556) | 2024-05-03 | 2025-09-05 | — |
| [OSAIC FA, INC.](https://search.stillhousedata.com/firm/3978) | 2017-12-11 | 2024-05-06 | — |
| [SII INVESTMENTS, INC.](https://search.stillhousedata.com/firm/2225) | 2016-01-15 | 2017-12-08 | — |
| [EXODUS WEALTH, LLC](https://search.stillhousedata.com/firm/174328) | 2015-02-24 | 2016-02-05 | — |
| [CADARET, GRANT & CO., INC.](https://search.stillhousedata.com/firm/10641) | 2010-09-14 | 2013-05-16 | — |
| [SUMMIT FINANCIAL GROUP INC](https://search.stillhousedata.com/firm/109485) | 2007-07-31 | 2010-09-09 | — |
| [HSBC SECURITIES (USA) INC.](https://search.stillhousedata.com/firm/19585) | 2006-07-19 | 2007-03-14 | — |

## More

- [This representative on SEC IAPD (source of record)](https://adviserinfo.sec.gov/individual/summary/2143300)
- [This page as markdown (for LLM agents)](https://search.stillhousedata.com/rep/2143300.md)
- [Search all SEC filings, advisers and people on Adviser Search](https://search.stillhousedata.com/)

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Source: public SEC filing data via Adviser Search (https://search.stillhousedata.com).
Agents: this data is also queryable via MCP tools and read-only SQL — see https://search.stillhousedata.com/llms.txt.